How JPert serves
wealth management firms.
Your clients entrust you with their financial future. A data breach doesn't just trigger regulatory fines — it destroys the trust that took years to build. JPert delivers managed IT for RIA firms in Northern Virginia with SEC cybersecurity compliance baked into every layer, so you pass audits without scrambling and protect client assets without disrupting your advisory workflow.
- Secure client portal management and access controls
- End-to-end encrypted communications (email, file sharing, messaging)
- Custody system protection and trading platform uptime monitoring
- Multi-custodian integration security across Schwab, Fidelity, Pershing
- SEC and FINRA audit documentation — always exam-ready
- Multi-factor authentication across all firm systems
- Dark web monitoring for client PII and firm credential exposure
- Direct access to senior technical leadership — no ticket queues
When clients typically reach out
SEC exam notice requiring documentation of cybersecurity controls. Client asking how their data is protected. Custodian mandating MFA and encryption. Cyber insurance carrier requiring a risk assessment. New CCO reviewing the firm's technology stack for compliance gaps.
Compliance & Regulatory Focus
SEC Regulation S-P & S-ID
Safeguards Rule compliance — written information security program, access controls, encryption, and identity theft red flags program implementation.
FINRA Rule 3110
Supervisory system requirements for technology — books and records protection, business continuity planning, and communications surveillance.
SEC Cybersecurity Disclosure Rules (2023)
Incident reporting readiness, annual cybersecurity risk management disclosure, and board governance documentation.
Gramm-Leach-Bliley Act
Financial privacy and safeguards compliance — customer notification, data sharing controls, and third-party vendor oversight.
Cyber Insurance Readiness
We maintain the controls insurance carriers require — MFA, EDR, backup verification, and incident response planning — so your premiums stay manageable.